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About this lesson
The Failure Mode Effects Analysis (FMEA) tool highlights areas of high product design or process execution risk. This tool provides insight into possible causes for observed failures.
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Quick reference
Intro to FMEA
The Failure Mode Effects Analysis (FMEA) tool highlights areas of high product design or process execution risk. This tool provides insight into possible causes for observed failures.
When to use
The FMEA can provide insight during the Measure phase concerning the likely causes of observed failures. This can be used to focus the data gathering and measurement activities. Depending upon the nature of the improvement, an FMEA should be created during the Improve phase.
Instructions
An FMEA evaluates each process step or product function to identify potential failures. Those failures are evaluated for three characteristics. One characteristic is the severity of the failure when it occurs. Another is the likelihood of each potential cause for the failure. The final score is a detection or prevention score which indicates the ability of the product or process to control the failure. These are combined to create a risk priority number. Developing an FMEA is addressed in a separate GoSkills training program, so in this program, the focus will be on how to use the results of the FMEA to assist a Lean Six Sigma project team.
Measure Phase
The FMEA identifies and scores possible product or process failures. As part of the analysis, the FMEA identifies potential causes for failures and the inspection/test/control techniques that are embedded within the product or process to eliminate or contain the failures.
If a failure mode or customer complaint is one that was identified on the FMEA; data from the potential causes should be collected to determine which of these contributed to the problem. Also, data from the inspection/test/control attributes of the product or process should be collected to determine if they are adequate to identify and contain the problem.
Improve Phase
Solutions for identified root causes often include redesign of product or process attributes. If an FMEA for the original product or process exists, it should be updated. If no FMEA exists, the Lean Six Sigma team should either complete an FMEA or conduct other design risk analyses to ensure that the products and processes that are released are robust and not likely to create critical failures for the customer.
Hints & tips
- To learn how to create an FMEA, take the GoSkills FMEA course.
- Many organizations have treated an FMEA as a “check the box” item on a compliance checklist and have not used it as a legitimate design risk analysis tool. If you are working with that type of FMEA, it will be of little value to you.
- To use the FMEA in the Measure phase, find the failure(s) that corresponds with the problem(s) you are analyzing. Then collect data on the causes and detection systems for those failures.
- 00:04 Hi, I'm Ray Sheen.
- 00:06 There's an excellent risk management tool called the Failure Mode Effects Analysis,
- 00:11 or FMEA, that can help a Lean Six Sigma team know
- 00:13 where to focus their process measurement and data gathering activities.
- 00:18 Now, let's take a look at it.
- 00:20 The failure mode effects analysis is a technique developed by NASA during
- 00:24 the 1960s as they were working on the Apollo missions.
- 00:27 So I guess you could say it's rocket science, but
- 00:31 don't worry, it's really not that hard to work with.
- 00:34 FMEA is a documented and well-established method that has been around for 50 years.
- 00:40 And FMEA identifies and documents what could go wrong on a product or
- 00:45 process, and what the organization has done to design away the problem or
- 00:50 to find and fix the problem before it impacts the customer.
- 00:54 FMEA does this by asking what multiple times.
- 00:58 The first what is, what could go wrong?
- 01:01 Building on that, the next question is,
- 01:04 what is the effect or impact when it does go wrong?
- 01:07 Essentially asking the question, so what?
- 01:10 The third what is to ask the question, what could cause that?
- 01:15 There may be multiple answers to that one, and each one will need to be analyzed.
- 01:20 Another question we asked about each of those causes is,
- 01:24 what countermeasures are in place?
- 01:26 Risks can't be avoided, but
- 01:28 businesses can take numerous actions to be prepared and protected from the risks.
- 01:33 This question is to identify all of those responses.
- 01:37 And if the response is inadequate, the FMEA methodology asks the question,
- 01:43 what can we do to improve the product or process to avoid or mitigate the risk?
- 01:49 A powerful aspect of the FMEA methodology is that it is recording the answers to
- 01:54 all of those questions and scoring those answers.
- 01:57 These scores can serve to prioritize the likely causes of problems and
- 02:02 the need for improvement actions.
- 02:04 Let me show you a picture of how this works.
- 02:07 The FMEA is normally documented on a customized spreadsheet.
- 02:11 It starts with the listing of all the product or process functions.
- 02:16 Then for each of those functions, the failure modes have been identified.
- 02:20 It's important to list all the failure modes even if they've not occurred yet, or
- 02:25 even if some of the team thinks that the failure is irrelevant.
- 02:28 The great thing about this methodology is if that failure mode really is irrelevant,
- 02:33 well, the scoring will quickly identify that and
- 02:36 give the team the analytical rationale for why they can ignore it.
- 02:40 Now, each of these failure modes is scored in three ways.
- 02:44 First, the failure mode is scored for its severity.
- 02:47 When the failure occurs, what's the impact on the customer?
- 02:51 The score is from 1 to 10, with 10 being the score for a customer crisis,
- 02:57 and 1 being the score for something that is not even noticed by the customer.
- 03:02 Next, each of the potential causes of the failure mode are listed, and
- 03:07 then they are scored based upon the frequency of occurrence of those causes.
- 03:12 If it happens frequently, it scores a 10.
- 03:15 If it's never occurred yet, but
- 03:17 theoretically possible, well, it scores only a 1.
- 03:21 The third score is a score of the ability of the product or
- 03:25 process user to detect the cause of the failure and control the impact.
- 03:29 A failure mode that could not be recognized until the disaster has
- 03:34 occurred is score a 10.
- 03:36 A failure mode that is prevented from ever occurring by the inherent design
- 03:41 of the product or process is scored a 1.
- 03:43 The scores are multiplied to create a risk priority number for each failure mode and
- 03:48 cause combination.
- 03:49 All of this is documented on a form or spreadsheet.
- 03:53 There are many different variations of this form, and
- 03:56 most companies create their own.
- 03:57 If you want to know more about this technique,
- 04:01 we have a GoSkills course that teaches the methodology.
- 04:04 With all that background, let's look at how we would use the FMEA in
- 04:08 a Lean Six Sigma project, in particular, during the Measure Phase.
- 04:12 There are several types of FMEAs, but
- 04:15 the two most commonly used types are Design FMEA and Process FMEA.
- 04:20 The Design FMEA is focused on the customer or user of a product and
- 04:23 what could go wrong for them.
- 04:25 The Process FMEA is typically internally focused considering the failures of
- 04:30 the process steps, equipment, and procedures.
- 04:33 If your organization uses FMEAs,
- 04:35 they're a big help to the Lean Six Sigma team in the Measure Phase.
- 04:38 It will list all the types of failures, and in particular,
- 04:42 how that failure will likely manifest itself.
- 04:45 This can focus the data collection activities for the Lean Six Sigma team.
- 04:50 FMEA is also a great tool for prioritizing improvement actions.
- 04:54 This is one of the reasons that I recommend Lean Six Sigma teams do an FMEA
- 04:58 for their process improvements, even if the organization doesn't require it.
- 05:03 But that's something we'll talk about more when we get to the Improved Phase of
- 05:06 the project.
- 05:07 FMEA is also a means of documenting the impact of a Lean Six Sigma
- 05:11 improvement by using the FMEA score to show a reduction in business risk.
- 05:17 Let me show you an example of a Process FMEA for assembly of a ballpoint pen.
- 05:22 The first few columns are the process steps and
- 05:25 functions performed at each step.
- 05:27 Any given step could have multiple failure modes, and
- 05:30 each of these is listed separately.
- 05:33 Then it moves to the scoring.
- 05:35 The effect is scored for severity.
- 05:37 The underlying cause of the failure is scored for its likelihood.
- 05:42 Then in this case, the process step is reviewed for prevention and
- 05:46 detection of that failure mode.
- 05:48 You can see there are several causes that are in the red,
- 05:51 meaning that they are high risk and require action.
- 05:54 The last few columns are then the resolution actions taken, and
- 05:58 the impact of those actions.
- 06:00 Once again, when I'm in the Measure Phase, I can look to my FMEA to find where
- 06:05 are all the different causes of the kind of failure modes that I have observed,
- 06:09 and it will tell me what I should be collecting data about.
- 06:13 If you have access to an FMEA, it can guide your work during the Measure Phase,
- 06:18 and creating an FMEA will be a big help to teams in the future.
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